Broker Dealer Financial Services Corp. & Investment Advisors Corp.

Recommendation - Referrals - Endorsements - Success Stories

Testimonials and success stories of what a few of our financial advisors have to say about our firm.

 

Barb, Lighthouse Advisors, LLC

TOP 5 REASONS I’M HAPPY I PARTNERED WITH BDFS
1) THE PEOPLE - You couldn’t ask for a greater group of individuals to work with. Collectively I have found them to be hard-working, conscientious and thoughtful. They treat me with the same consideration and service that I strive to provide MY clients, and I like that!
2) THEIR SIZE - I have found that bigger is NOT better when it comes to a Broker-Dealer. I appreciate that they are small enough that I can easily communicate with any department I need support from. This includes their compliance department. It has been a breath of fresh air to work with a compliance department where open communication is fostered and where I am helped to run my business with the expert guidance needed to protect my client’s best interest and mine as well
3) THEIR PARTNERSHIPS - Though BDFS is smaller in size, the resources available to me as a broker are vast. I have numerous platforms to choose from that best fit the needs of my client base and of my business structure; a smaller company providing a more personal touch, coupled with the resources of a larger firm is a perfect fit for me
4) THEIR PHILOSOPHY - I have found that they truly value and appreciate the role of the Independent Financial Advisor and they consistently work to nourish that relationship
5) THEIR VISION - They tirelessly look for ways to be a stronger support to their Advisors, just as I am constantly looking for ways to BE a better Advisor”

Barbara
With the firm since 2009

Tonya, Lone Star Investment, LLC

“Moving my book of business to BDFS/IAC was one of the best business decisions I have made. Not only do they offer a great commission payout schedule but their back office support is phenomenal. As an Independent in a one advisor office, back office support is crucial to me. BDFS/ IAC have the BEST I have ever worked with in my career. I have found my FOREVER Broker Dealer!”

Tonya
With the firm since 2013

Ryan, Capital Financial Partners

"Our team made the decision to partner with Investment Advisors Corp. because they allowed us the freedom to build and manage our practice on our own terms, while providing the support, tools and resources needed to best serve our clients."

Ryan
With the firm since 2014

Art, DV Financial

“Freedom to take care of my clients is what I like most. The organization is big enough to provide all the support I need from an RIA, yet maintains an open architecture which allows me to choose the software, products, services, and even the custodians which best fit my clients and my firm. At the same time, it is small enough to provide personalized attention and individual responsibility to address issues as they occur.”

Art
With the firm since 2010

David, CFP®, Investment Office, First Security Bank & Trust

“Many firms have presented us with the opportunity for a higher payout or grand marketing concepts, but none have been able to match the ability to resolve problems in a timely and efficient manner. The brokerage business is very relationship oriented, and the firm understands and has the ability to solve our customers’ problems quickly and accurately. This helps to make our customers feel taken care of and helps us to continue our existing relationships and add new ones.”

David
With the firm since 1993

Austin, Executive Vice President, Grinnell State Bank

“They have been a wonderful partner in providing our bank with a strategic opportunity for growth. The assistance we received in education and marketing has been extremely valuable.”

Austin
With the firm since 1995

 

Des Moines Art Center


Des Moines Art Center

 Bill Elson

I am Independent - Advisor Bill


 Ryan Brooks

I control my Practice - Advisor Ryan


Recommendation - Referrals - Endorsements

To learn more about the many advantages of becoming a financial advisor with Broker Dealer Financial Services Corp. and Investment Advisors Corp., please contact Recruiting Dept. at (844) 468-5800 or joinus@bdfs.com. We look forward to hearing from you.

Advisor Questionnaire
Advisor Business Plan
Transition & Pre-Boarding Steps


We are a full-service firm with the speciality resources and expertise that you need and the personalized service you deserve. We have created an environment to attract the best financial advisors, and more importantly, keep them.


A few things that make us different are:

  • Competitive payout structure
  • Member of Broker Protocol
  • Transition Support Team
  • Dedicated Relationship Manager, Trainer and Product Specialists
  • Open-door policy to leadership team
 


We are committed to establishing an exceptional partnership with our financial advisors, providing the support, tools and resources needed to help clients achieve their financial goals.

Broker Dealer Financial Services Corp.
Investment Advisors Corp.

140 South 68th Street
West Des Moines, Iowa 50266

Member: FINRA / SIPC / SIFMA

©2016 Broker Dealer Financial Services Corp - All Rights Reserved
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Securities offered through Broker Dealer Financial Services Corp., Member SIPC. Advisory services offered through Investment Advisors Corp., an SEC registered investment advisor.

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